La. Admin. Code tit. 10 § XIII-1307

Current through Register Vol. 50, No. 11, November 20, 2024

Section XIII-1307 - Continuing Education

A. Investment adviser representatives subject to this rule shall complete the continuing education and/or recertification requirements necessary to maintain such examination or professional certification standards.

La. Admin. Code tit. 10, § XIII-1307

Promulgated by the Office of the Governor, Office of Financial Institutions, LR 32:2056 (November 2006), effective January 1, 2007.

AUTHORITY NOTE: Promulgated in accordance with R.S.51:703(D).