La. Admin. Code tit. 10 § XIII-1305

Current through Register Vol. 50, No. 11, November 20, 2024

Section XIII-1305 - Waivers

A. The examination requirement set out in §1303 above, shall not apply to any individual who holds one of the following professional certifications:

1. Certified Financial Planner (CFP) awarded by the Certified Financial Planner Board of Standards, Inc.;

2. Chartered Financial Consultant (ChFC) awarded by the American College, Bryn Mawr, Pennsylvania ;

3. Personal Financial Specialist (PFS) awarded by the American Institute of Certified Public Accountants;

4. Chartered Financial Analyst (CFA) awarded by the CFA Institute;

5. Chartered Investment Counselor (CIC) awarded by the Investment Adviser Association; or

6. such other professional certifications as the commissioner may approve upon written request from an applicant for registration. Such request shall include sufficient information regarding the certifying organization and its requirements, as determined by the commissioner.

La. Admin. Code tit. 10, § XIII-1305

Promulgated by the Office of the Governor, Office of Financial Institutions, LR 32:2056 (November 2006), effective January 1, 2007.

AUTHORITY NOTE: Promulgated in accordance with R.S. 51:703(D).