Subpart 1 - Securities

Chapter 1 - General Requirements (§§ XIII-101 — XIII-153)
Chapter 3 - Form and Content of Prospectus (§§ XIII-301 — XIII-323)
Chapter 5 - Standards of Qualification (§§ XIII-501 — XIII-515)
Chapter 7 - Private Offering Exemptions (§§ XIII-701 — XIII-707)
Chapter 8 - Compensatory Benefit Plans (§ XIII-801)
Chapter 9 - Oil and Gas Auction (§ XIII-901)
Chapter 11 - Stock Exchanges (§§ XIII-1101 — XIII-1103)
Chapter 12 - Dishonest or Unethical Practices (§§ XIII-1201 — XIII-1205)
Chapter 13 - Investment Adviser Registration Procedure (§§ XIII-1301 — XIII-1311)
Chapter 17 - Dealer and Investment Adviser Recordkeeping Requirements (§§ XIII-1701 — XIII-1705)
Chapter 19 - Supervision of Salesmen and Investment Adviser Representatives (§ XIII-1901)