18 N.C. Admin. Code 6A.2063

Current through Register Vol. 39, No. 9, November 1, 2024

Section 06A .2063 - PROTECTION OF INVESTORS AGAINST FRAUD AND OTHER MISCONDUCT

An issuer relying on the Exemption shall not directly or indirectly engage in any activity that violates G.S. 78A-8 with regard to the issuer's offer or sale of securities.

18 N.C. Admin. Code 06A .2063

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. April 1, 2017.

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. 4/1/2017.