Section .2000 - INVEST NC EXEMPTION (CROWDFUNDING)
- Section 06A .2001 - PURPOSE
- Section 06A .2002 - SCOPE
- Section 06A .2003 - DEFINITIONS
- Section 06A .2004 - EXEMPTION LIMITATIONS
- Section 06A .2005 - COUNTING SALES
- Section 06A .2006 - RESERVED FOR FUTURE CODIFICATION
- Section 06A .2007 - ISSUER FILING REQUIREMENTS
- Section 06A .2008 - NOTICE OF INTRASTATE CLAIM OF EXEMPTION FORM REQUIREMENTS
- Section 06A .2009 - SIGNING FORM NCE
- Section 06A .2010 - CONTENT OF DISCLOSURE DOCUMENT
- Section 06A .2011 - REQUIRED STATEMENTS TO INCLUDE IN ISSUER DISCLOSURE DOCUMENT
- Section 06A .2012 - CIRCUMSTANCES WHEN ADDITIONAL DISCLOSURE DOCUMENT CONTENT REQUIRED
- Section 06A .2013 - ISSUER TO CEASE OFFERING AND AMEND THE DISCLOSURE DOCUMENT
- Section 06A .2014 - FACTORS CONSIDERED WHEN REVIEWING THE CLAIM OF EXEMPTION
- Section 06A .2015 - ADMINISTRATOR'S NOTICE OF COMPLIANCE
- Section 06A .2016 - DENIAL OR REVOCATION OF THE EXEMPTION
- Section 06A .2017 - ESCROW ACCOUNT
- Section 06A .2018 - ISSUER TO PROVIDE INFORMATION TO THE ESCROW AGENT
- Section 06A .2019 - TERMS OF ESCROW AGREEMENT
- Section 06A .2020 - REVIEW OF THE ESCROW AGREEMENT
- Section 06A .2021 - ADMINISTRATOR'S REJECTION OF ESCROW AGREEMENT
- Section 06A .2022 - ADMINISTRATOR NOTICE OF APPROVAL OR REJECTION OF ESCROW AGREEMENT
- Section 06A .2023 - ESCROW AGENT DUTIES, RESPONSIBILITIES, AND STANDARDS OF CONDUCT
- Section 06A .2024 - NOTICE TO ADMINISTRATOR MINIMUM OFFERING AMOUNT REACHED, FUNDS RELEASED FROM THE ESCROW ACCOUNT, AND TERMINATION OF ESCROW AGREEMENT
- Section 06A .2025 - CONTENT OF NOTICE OF RELEASE OF FUNDS FROM ESCROW ACCOUNT
- Section 06A .2026 - REGISTERED DEALER ACTING AS AN ESCROW AGENT
- Section 06A .2027 - ESCROW AGENT REQUIREMENTS
- Section 06A .2028 - TREATMENT OF INFORMATION
- Section 06A .2029 - RESERVED FOR FUTURE CODIFICATION
- Section 06A .2030 - FUNDING PORTAL REGISTRATION
- Section 06A .2031 - CONTENTS OF FORM NCFP
- Section 06A .2032 - REQUIRED FUNDING PORTAL ATTESTATIONS
- Section 06A .2033 - REVIEW OF THE FUNDING PORTAL REGISTRATION
- Section 06A .2034 - ADMINISTRATOR DENIAL OR REVOCATION OF FUNDING PORTAL REGISTRATION
- Section 06A .2035 - ADMINISTRATOR NOTICE OF EFFECTIVE FUNDING PORTAL REGISTRATION
- Section 06A .2036 - FUNDING PORTAL NOTICE TO ADMINISTRATOR OF CHANGES
- Section 06A .2037 - FUNDING PORTAL FINANCIAL INTEREST IN ISSUER
- Section 06A .2038 - FUNDING PORTAL DENIAL OF ACCESS
- Section 06A .2039 - FUNDING PORTAL STANDARDS OF CONDUCT
- Section 06A .2040 - RESERVED FOR FUTURE CODIFICATION
- Section 06A .2041 - LIMITATIONS ON GENERAL SOLICITATION AND ADVERTISING
- Section 06A .2042 - MEDIA COVERAGE OF A SECURITIES OFFERING USING THE EXEMPTION
- Section 06A .2043 - MANDATORY CONTENT REQUIREMENT IN PERMITTED ADVERTISING NOTICE
- Section 06A .2044 - OTHER REQUIREMENTS FOR PERMITTED ADVERTISING NOTICES
- Section 06A .2045 - ESTABLISHING A PLATFORM
- Section 06A .2046 - INDIVIDUALS NOT SUBJECT TO DEALER REGISTRATION
- Section 06A .2047 - RETENTION OF PLATFORM COMMUNICATIONS
- Section 06A .2048 - ADMINISTRATION OF PLATFORM COMMUNICATION CHANNELS
- Section 06A .2049 - ADDITIONAL COMMUNICATION CHANNEL REQUIREMENTS
- Section 06A .2050 - RESERVED FOR FUTURE CODIFICATION
- Section 06A .2051 - PROVIDING DOCUMENTS TO PROSPECTIVE INVESTORS AND INVESTORS
- Section 06A .2052 - MANNER OF PROVIDING DISCLOSURE AND OTHER DOCUMENTS TO A PROSPECTIVE INVESTOR OR AN INVESTOR
- Section 06A .2053 - ISSUER SHALL REQUIRE INVESTOR ACTIONS
- Section 06A .2054 - INVESTOR CANCELLATION OF INVESTMENT COMMITMENT
- Section 06A .2055 - RELEASE OF FUNDS IN ESCROW ACCOUNT
- Section 06A .2056 - ISSUER NOTICE TO INVESTORS MINIMUM OFFERING AMOUNT REACHED
- Section 06A .2057 - QUARTERLY REPORTS
- Section 06A .2058 - CONCLUSION OF THE OFFERING
- Section 06A .2059 - RESERVED FOR FUTURE CODIFICATION
- Section 06A .2060 - ISSUER RECORDKEEPING REQUIREMENTS
- Section 06A .2061 - FUNDING PORTAL RECORDKEEPING REQUIREMENTS
- Section 06A .2062 - REQUIREMENT FOR RETENTION OF ORIGINAL OR EQUIVALENT
- Section 06A .2063 - PROTECTION OF INVESTORS AGAINST FRAUD AND OTHER MISCONDUCT
- Section 06A .2064 - INTEGRATION
- Section 06A .2065 - REQUEST FOR WAIVER
- Section 06A .2066 - FACTORS ADMINISTRATOR MAY CONSIDER WITH REGARD TO WAIVER REQUESTS
- Section 06A .2067 - ADMINISTRATOR NOTICE OF APPROVAL OR DENIAL OF A WAIVER
- Section 06A .2068 - SIGNATURES
- Section 06A .2069 - ELECTRONIC SIGNATURE
- Section 06A .2070 - SIGNATURE VERIFIES INFORMATION IS TRUE
- Section 06A .2071 - FILING WITH THE ADMINISTRATOR
- Section 06A .2072 - RESERVED FOR FUTURE CODIFICATION
- Section 06A .2073 - FILING ELECTRONICALLY
- Section 06A .2074 - AMENDING A DOCUMENT FILED WITH THE ADMINISTRATOR
- Section 06A .2075 - ABANDONMENT OR WITHDRAWAL OF FILING
- Section 06A .2076 - CALCULATION OF TIME