18 N.C. Admin. Code 6A.2058

Current through Register Vol. 39, No. 9, November 1, 2024

Section 06A .2058 - CONCLUSION OF THE OFFERING

The issuer shall file a report with the Administrator within 10 days of the conclusion of the securities offering. The report shall include:

(1) the number of investors;

(2) the aggregate amount of securities sold during the offering, expressed as:

(a) number of units of securities sold; and

(b) dollars raised by the sale of securities;

(3) the date on which the funds were released to the issuer or returned to the investors; and

(4) the date on which the securities offering was concluded.

18 N.C. Admin. Code 06A .2058

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. April 1, 2017.

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. 4/1/2017.