18 N.C. Admin. Code 6A.2025

Current through Register Vol. 39, No. 9, November 1, 2024

Section 06A .2025 - CONTENT OF NOTICE OF RELEASE OF FUNDS FROM ESCROW ACCOUNT

The notice provided pursuant to Rule .2024 of this Section shall include the following:

(1) the aggregate amount of securities sold during the offering, expressed as:

(a) numbers of units of securities sold; and

(b) dollars raised by the sale of securities;

(2) the identity and residence of each investor;

(3) the date on which the funds were released to the issuer or returned to investors; and

(4) the date of the termination of the escrow agreement, if already terminated.

18 N.C. Admin. Code 06A .2025

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. April 1, 2017.

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. 4/1/2017.