18 N.C. Admin. Code 6A.1302

Current through Register Vol. 39, No. 9, November 1, 2024
Section 06A .1302 - REGISTRATION BY COORDINATION

Application for registration by coordination shall be filed with the administrator using the Uniform Application To Register Securities (Form U-1). Documents necessary to establish eligibility for registration by coordination shall be attached.

18 N.C. Admin. Code 06A .1302

Authority G.S. 78A-26; 78A-49(a);
Eff. April 1, 1981;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. December 6, 2016.
Authority G.S. 78A-26; 78A-49(a);
Eff. April 1, 1981.