18 N.C. Admin. Code 6A.1301

Current through Register Vol. 39, No. 9, November 1, 2024

Section 06A .1301 - REGISTRATION BY NOTIFICATION

Application for registration by notification shall be filed with the administrator using the Uniform Application to Register Securities (Form U-1). Supplemental information demonstrating eligibility for registration under this provision and the documents and information called for by G.S. 78A-25(b) shall be attached.

18 N.C. Admin. Code 06A .1301

Authority G.S. 78A-25; 78A-49(a);
Eff. April 1, 1981;
Amended Eff. October 1, 1988;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. December 6, 2016.

Authority G.S. 78A-25; 78A-49(a);
Eff. April 1, 1981;
Amended Eff. October 1, 1988.