N.J. Admin. Code § 13:47A-2.8
Current through Register Vol. 56, No. 24, December 18, 2024
A registered investment adviser may file an application with the Bureau on the Uniform Application for Investment Adviser Registration, Form ADV, as set forth in N.J.A.C. 13:47A-11.2, for the registration of a successor. Such application shall be marked "SUCCESSOR APPLICATION" in the upper right-hand corner by the registrant for paper filings only. There is no filing fee for the successor application.
N.J. Admin. Code § 13:47A-2.8
See: 24 N.J.R. 2524(a), 24 N.J.R. 4060(a).
Added text.
Amended by R.1997 d.451, effective 10/20/1997.
See: 29 N.J.R. 3119(a), 29 N.J.R. 4463(a).
Deleted the last sentence.
Amended by R.2008 d.301, effective 10/6/2008.
See: 40 N.J.R. 2061(a), 40 N.J.R. 5820(a).
Substituted "adviser" for "advisor", deleted "of Securities" following "Bureau", substituted "the Uniform Application for Investment Adviser Registration," for "a" and inserted "for paper filings only".