N.J. Admin. Code § 13:47A-2.7

Current through Register Vol. 56, No. 21, November 4, 2024
Section 13:47A-2.7 - Withdrawal of investment adviser registration

A registered investment adviser shall file with the IARD or the Bureau a Form ADV-W, Notice of Withdrawal from Registration as Investment Adviser, as set forth in 13:47A-11.9, when it desires to withdraw its registration as an investment adviser in the State of New Jersey. Such request for withdrawal will become effective 30 days after filing with the Bureau.

N.J. Admin. Code § 13:47A-2.7

Amended by R.1992 d.435, effective 11/2/1992.
See: 24 N.J.R. 2524(a), 24 N.J.R. 4060(a).
Added text.
Amended by R.1997 d.451, effective 10/20/1997.
See: 29 N.J.R. 3119(a), 29 N.J.R. 4463(a).
Deleted the last sentence.
Amended by R.2008 d.301, effective 10/6/2008.
See: 40 N.J.R. 2061(a), 40 N.J.R. 5820(a).
Section was "Withdrawal of investment advisor registration". Substituted "adviser" for "advisor" twice and substituted "Adviser" for "Advisor", inserted "IARD or the", deleted "of Securities" following "Bureau" twice and inserted a comma following "ADV-W".