La. Admin. Code tit. 10 § XIII-147

Current through Register Vol. 50, No. 11, November 20, 2024

Section XIII-147 - Powers to Amend or Withdraw Registration Statement

A. All persons signing an application for registration shall be deemed, in the absence of a statement to the contrary, to confer upon the applicant and upon the correspondent named in the application for registration the following powers:

1. a power to amend the application for registration:

a. by altering the date of the proposed offering;

b. by filing any required written consent;

c. by correcting typographical errors; or

d. by reducing the amount of securities registered, pursuant to an understanding contained in the application for registration;

2. a power to make application for the Commissioner of Securities' consent to the filing of an amendment;

3. a power to withdraw the application for registration or any amendment or exhibit thereto.

La. Admin. Code tit. 10, § XIII-147

Adopted by the Commissioner of Securities, November 9, 1971.

AUTHORITY NOTE: Promulgated in accordance with R.S. 51:706, R.S. 51:707 and R.S. 51:708.