La. Admin. Code tit. 10 § XIII-121

Current through Register Vol. 50, No. 11, November 20, 2024

Section XIII-121 - Disclaimer of Control

A. If the existence of control is open to reasonable doubt in any instance, the registrant may disclaim the existence of control and any admission thereof. In any case, however, the registrant shall state the material facts pertinent to the possible existence of control.

La. Admin. Code tit. 10, § XIII-121

Adopted by the Commissioner of Securities, November 9, 1971.

AUTHORITY NOTE: Promulgated in accordance with R.S. 51:706, R.S. 51:707 and R.S. 51:708.