La. Admin. Code tit. 10 § XIII-115
Current through Register Vol. 50, No. 11, November 20, 2024
Section XIII-115 - Registration by Notification ; Filing FeesA. Notwithstanding the foregoing, one copy of the application for registration of securities which are permitted by Section 51:707 of the Louisiana Revised Statutes of 1950, as amended, to be filed by notification shall be filed at least two days (Saturdays, Sundays, and holidays excluded) prior to the date on which the initial offering is to be made or such shorter period as the Commissioner of Securities in his discretion, may authorize.B. Filing Fees. All applications shall be accompanied by a check payable to "Commissioner of Securities, State of Louisiana." The applicant shall pay to the Commissioner of Securities 1/20 of 1 percent of the aggregate price of the securities to be offered to be sold in the state of Louisiana for which the applicant is seeking registration, but in no case shall the fee be less than $25 nor more than $200, and in addition thereto shall pay a charge of $100, to be used to defray the expenses of the Commissioner of Securities.La. Admin. Code tit. 10, § XIII-115
Adopted by the Commissioner of Securities, November 9, 1971.AUTHORITY NOTE: Promulgated in accordance with R.S. 51:707.