Conn. Agencies Regs. § 36b-31-21b-2

Current through October 16, 2024
Section 36b-31-21b-2 - Manual exemption

In implementing section 36b-21(b) (2) (A) of the general statutes, "recognized securities manual" shall include only Standard & Poors Standard Corporation Descriptions, Standard & Poors Corporation Records, Moody's Industrial Manual, Moody's Bank and Finance Manual, Moody's Transportation Manual, Moody's OTC Industrial Manual, Moody's Public Utility Manual and Moody's International Manual. Supplements to such manuals are recognized if the information required by section 36b-21(b) (2) (A) of the general statutes is disclosed in the supplement and the supplement is subsequently incorporated and published in the respective annual manual. If the manual contains the information required by section 36b-21(b) (2) (A) of the general statutes only in abbreviated form, the securities transaction is not exempt under section 36b-21(b) (2) (A) of the general statutes.

Conn. Agencies Regs. § 36b-31-21b-2

Effective August 22, 1994; Transferred July 3, 1995