Conn. Agencies Regs. § 36b-31-21b-1

Current through October 16, 2024
Section 36b-31-21b-1 - Exemption for isolated non-issuer transactions

In implementing section 36b-21(b) (1) of the general statutes, "isolated" shall mean not in the course of repeated and successive transactions of like character. Two consecutive sales of securities made within such a period of time and under such circumstances so as to indicate that they involve the same plan of financing are not isolated.

Conn. Agencies Regs. § 36b-31-21b-1

Effective August 22, 1994; Transferred July 3, 1995