Cal. Code Regs. tit. 10 § 50.9001

Current through Register 2024 Notice Reg. No. 52, December 27, 2024

Section 50.9001 - Report on Becoming Affiliate

Whenever any person becomes an affiliate (other than a controlling person or subsidiary) of a licensee, the licensee and such affiliate shall promptly file with the Commissioner a report containing the following information with respect to the affiliate:

(a) Name.

(b) Type of person (that is, corporation, partnership, etc.).

(c) Address of principal office.

(d) Description of business.

(e) Description of relationship to the licensee.

Cal. Code Regs. Tit. 10, § 50.9001

1. Amendment of first paragraph, reepaler of subsections (a) and (b)-(d), redesignation of subsections (a)(1)-(5) as new subsections (a)-(e) and new NOTE filed 4-7-97; operative 4-7-97 pursuant to Government Code section 11343.4(d) (Register 97, No. 15).
2. Change without regulatory effect amending section filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).

Note: Authority cited: Section 31101, Financial Code. Reference: Section 31506, Financial Code.

1. Amendment of first paragraph, reepaler of subsections (a) and (b)-(d), redesignation of subsections (a)(1)-(5) as new subsections (a)-(e) and new Note filed 4-7-97; operative 4-7-97 pursuant to Government Code section 11343.4(d) (Register 97, No. 15).
2. Change without regulatory effect amending section filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).