Section 4007.107 - Hearings On Certain Matters(a) A person or company may request a hearing to dispute the commissioner's: (1) failure or refusal to:(A) register and issue a certificate of registration for a dealer or investment adviser under Section 4004.054; or(B) register and issue evidence of registration for an agent or investment adviser representative under Section 4004.104;(2) issuance of an order under Section 4007.101, 4007.102, 4007.103, or 4007.104; or(3) taking of an action in any other particular matter for which no other procedure is specified by this title.(b) A hearing under Subsection (a) must be held before the commissioner or a hearings officer as required by law.(c) On complaint by a person aggrieved by the denial of a permit qualifying securities for sale under Subchapter A, Chapter 4003, or by the failure or refusal to register securities under Subchapter B or C, Chapter 4003, the board or a hearings officer, as required by law, shall conduct a hearing.(d) A hearing under this section is subject to Chapter 2001. (V.A.C.S. Art. 581-24.)Tex. Gov't. Code § 4007.107
Added by Acts 2019, Texas Acts of the 86th Leg.- Regular Session, ch. TBD,Sec. 1.01, eff. 1/1/2022.