Tex. Gov't Code § 4004.256

Current with legislation from the 2023 Regular and Special Sessions signed by the Governor as of November 21, 2023.
Section 4004.256 - Effect Of Expired Registration

A person who sells securities or who renders investment advising services after the person's registration has expired but before the registration is renewed is subject to the sanctions provided by this title for selling securities or rendering investment advice without being registered. (V.A.C.S. Art. 581-19, Subsec. C, Subdiv. (6).)

Tex. Gov't. Code § 4004.256

Added by Acts 2019, Texas Acts of the 86th Leg.- Regular Session, ch. TBD,Sec. 1.01, eff. 1/1/2022.