Chapter 8 - INVESTMENT SECURITIES
- Section 57A-8-101 - Short title
- Section 57A-8-102 - Definitions and index of definitions
- Section 57A-8-103 - Rules for determining whether certain obligations and interests are securities or financial assets
- Section 57A-8-104 - Acquisition of security or financial asset or interest therein
- Section 57A-8-105 - Notice of adverse claim
- Section 57A-8-106 - Control
- Section 57A-8-107 - Whether endorsement, instruction, or entitlement order is effective
- Section 57A-8-108 - Warranties in direct holding
- Section 57A-8-109 - Warranties in indirect holding
- Section 57A-8-110 - Applicability-Choice of law
- Section 57A-8-111 - Clearing corporation rules
- Section 57A-8-112 - Creditor's legal process
- Section 57A-8-113 - Statute of frauds inapplicable
- Section 57A-8-114 - Evidentiary rules concerning certificated securities
- Section 57A-8-115 - Securities intermediary and others not liable to adverse claimant
- Section 57A-8-116 - Securities intermediary as purchaser for value
- Section 57A-8-201 - Issuer
- Section 57A-8-202 - Issuer's responsibility and defenses; notice of defect or defense
- Section 57A-8-203 - Staleness as notice of defect or defense
- Section 57A-8-204 - Effect of issuer's restriction on transfer
- Section 57A-8-205 - Effect of unauthorized signature on security certificate
- Section 57A-8-206 - Completion or alteration of security certificate
- Section 57A-8-207 - Rights and duties of issuer with respect to registered owners
- Section 57A-8-208 - Effect of signature of authenticating trustee, registrar, or transfer agent
- Section 57A-8-209 - Issuer's lien
- Section 57A-8-210 - Overissue
- Section 57A-8-301 - Delivery
- Section 57A-8-302 - Rights of purchaser
- Section 57A-8-303 - Protected purchaser
- Section 57A-8-304 - Indorsement
- Section 57A-8-305 - Instruction
- Section 57A-8-306 - Effect of guaranteeing signature, indorsement, or instruction
- Section 57A-8-307 - Purchaser's right to requisites for registration of transfer
- Section 57A-8-308 to 57A-8-321 - [Repealed]
- Section 57A-8-401 - Duty of issuer to register transfer
- Section 57A-8-402 - Assurance that indorsement or instruction is effective
- Section 57A-8-403 - Demand that issuer not register transfer
- Section 57A-8-404 - Wrongful registration
- Section 57A-8-405 - Replacement of lost, destroyed, or wrongfully taken security certificate
- Section 57A-8-406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
- Section 57A-8-407 - Authenticating trustee, transfer agent, and registrar
- Section 57A-8-408 - [Repealed]
- Section 57A-8-501 - Securities account; acquisition of security entitlement from securities intermediary
- Section 57A-8-502 - Assertion of adverse claim against entitlement holder
- Section 57A-8-503 - Property interest of entitlement holder in financial asset held by securities intermediary
- Section 57A-8-504 - Duty of securities intermediary to maintain financial asset
- Section 57A-8-505 - Duty of securities intermediary with respect to payments and distributions
- Section 57A-8-506 - Duty of securities intermediary to exercise rights as directed by entitlement holder
- Section 57A-8-507 - Duty of securities intermediary to comply with entitlement order
- Section 57A-8-508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding
- Section 57A-8-509 - Specification of duties of securities intermediary by other statute or regulation; Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
- Section 57A-8-510 - Rights of purchaser of security entitlement from entitlement holder
- Section 57A-8-511 - Priority among security interests and entitlement holders
- Section 57A-8-601, 57A-8-602 - Reserved
- Section 57A-8-603 - Savings clause