Chapter 33. Investment Companies
- § 661. Definition of general terms
- § 662. Definition of investment companies, types thereof, and security holders thereof
- § 663. Exemptions
- § 664. Transactions by unregistered investment companies
- § 665. Registration of investment companies
- § 666. Requirements for registered investment companies
- § 667. Ineligibility of certain affiliated persons and underwriters
- § 668. Changes in investment policy
- § 669. Size of investment companies
- § 670. Loans
- § 671. Periodic and other reports; reports of affiliated persons
- § 672. Accounts, books and records
- § 673. Destruction and falsification of reports and records
- § 674. Unlawful representation and names
- § 675. Legal action against gross abuse
- § 676. Rules, regulations, and orders; general powers of Secretary
- § 677. Orders; procedure for issuance
- § 678. Judicial review of orders
- § 679. Information filed in Secretary’s office
- § 680. Liability of controlling persons preventing compliance with this chapter
- § 681. Penalties
- § 682. Effect upon existing laws
- § 683. Registration fees