N.C. Gen. Stat. § 78C-20

Current through Session Law 2024-58
Section 78C-20 - Methods of registration
(a) All applications for initial and renewal registrations or notice filings required under G.S. 78C-17 shall be filed with the Investment Adviser Registration Depository (IARD) operated by the National Association of Securities Dealers.
(b) Repealed by Session Laws 2001-273, s. 4, effective October 1, 2001.
(c) Nothing in this section shall be construed to prevent the exercise of the authority of the Administrator as provided in G.S. 78C-19.

N.C. Gen. Stat. § 78C-20

Amended by 2002-159, s. 16, eff. 10/11/2002.
Amended by 2001-273, s. 4, eff. 10/1/2001.
1987 (Reg. Sess., 1988), c. 1098, s. 1.