Section 5-4 - Investigations and Board Action The assigned IBM shall investigate written complaints.
(a) Upon completion of the investigation, the IBM shall prepare an investigative report which shall include: - (ii) A list of statutes or rules believed to have been violated; and
- (iii) Any additional relevant information.
(b) The IBM shall forward the investigative report and recommendations to, and consult with the Assistant Attorney General assigned to the Board.
(c) Following consultation with the Assistant Attorney General, the IBM may: - (i) Send a notice pursuant to Section 5;
- (ii) Prepare and file a formal petition and notice of hearing setting the matter for a contested case hearing before the Board;
- (iii) Recommend that the Board accept an offer of conditional terms for settlement, which may include educational courses; or
- (iv) Recommend the Board dismiss the complaint with or without issuance of an advisory letter.
(d) The Board may resolve a complaint at any time by: - (i) Accepting a voluntary surrender of a license or certificate;
- (ii) Accepting conditional terms for settlement;
- (iii) Dismissing the complaint; or
- (iv) Entering an order after formal hearing.
Amended, Eff. 11/16/2015.