Statutes, codes, and regulations
Wyoming Administrative Code
Agency 061 - Accountants, Board of Certified PublicSubagency 0001 - Accountants, Board of Certified Public
Chapter 9 - PEER REVIEW
Section 9-4 - Findings

061-9 Wyo. Code R. § 9-4

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Current through April 27, 2019
Section 9-4 - Findings

(a) If the report is designated'Pasf , the Board shall take no further action provided the review was conducted in accordance with this Chapter.

(b) If the report is designatedTass with Deficiencies' or'faif, the Board, after taking into consideration the reported deficiencies and any remedial action since the issuance of such peer review report, may:

  • (i) require deficiencies be corrected within a specified time period;
  • (ii) require the registrant or the CPA fum to undergo a peer review prior to the next regularly scheduled review;
  • (iii) require certificate holders employed by or associated with the registrant or CPA fum to complete continuing education in areas of deficiency;
  • (iv) require the registrant or CPA firm to maintain a minimum library of resource material;
  • (v) require the registrant or CPA firm to provide copies of interim inspection reports;
  • (vi) require any other action that will effectuate the purpose of this Chapter.

(c) If the registrant or CPA firm fails to comply with requirements established by this Chapter, the Board may proceed with the initiation of disciplinary action pursuant to W.S. 33-3-123 and Chapter 7 of the Rules and Regulations.

061-9 Wyo. Code R. § 9-4