061-5 Wyo. Code R. § 5-9

Current through April 27, 2019
Section 5-9 - Verification

The Board will verify compliance with the CPE requirements on a test basis (to a maximum of 20% audit) or as otherwise necessary.

(a) In the form requested by the Board, Certificate holders shall submit evidence of compliance with the CPE requirements.

(b) Non-resident certificate holders not using practice privileges shall comply by either submitting a copy of the applicable renewal application in the state of residence and evidence of completion of all courses required by the residency state, to include the completion of the ethics course required in Section 1(e) of this chapter for the applicable renewal period or through another Board approved CPE audit process. If no documents were submitted to the state of residence, the holder shall comply with subsection (a) above.

(c) A certificate holder must remedy any deficiency discovered within ninety (90) days of formal notification by the Board. Deficiency credits shall qualify for credit in the initial reporting period and cannot be duplicated for purposes of determining the applicable requirement in any other reporting period.

(d) Any certificate holder found deficient shall be required to complete additional CPE credits equal to the lesser of the shortage of credits but not more than sixteen (16) additional CPE credits. The additional credits must be completed within thirty (30) days of the date advised of the deficiency. Deficiency credits shall not qualify for purposes of meeting any future CPE renewal requirement. Failure to submit documentation of completion by the deadUne shall result in the initiation of disciplinary action.

(e) Programs found to be out of compliance with the general standards may be disqualified and resuh in the requirement that the holder remedy any deficiency caused pursuant to subsection (c) and (d) of this section.

(f) Certificate holders found deficient shall be included in the CPE audit for two renewal cycles following the deficiency.

061-5 Wyo. Code R. § 5-9