059-3 Wyo. Code R. § 3-24

Current through April 27, 2019
Section 3-24 - Security Requirements Generally

(a) All applicants and registrants shall provide effective controls and procedures to guard against theft and diversion of controlled substances. In order to determine whether a registrant has provided effective controls against diversion, the Board shall use the security requirements set forth in standards for the physical security controls and operating procedures necessary to prevent diversion. Materials and construction which will provide a structural equivalent to the physical security controls set forth in this chapter may be used in lieu of the materials and construction described.

(b) Substantial compliance with the standards set forth in this chapter may be deemed sufficient by the Board after evaluation of the overall security system and needs of the applicant or registrant. In evaluating the overall security system of a registrant or applicant, the Board may consider any of the following factors as it may deem relevant to the need for strict compliance with security requirements:

  • (i) The type of activity conducted (e.g., processing of bulk chemicals, preparing dosage forms, packaging, labeling, cooperative buying, etc.);
  • (ii) The type and form of controlled substances handled (e.g., bulk liquids or dosage units, usable powders or non-usable powders);
  • (iii) The quantity of controlled substances handled;
  • (iv) The location of the premises and the relationship such location bears on security needs;
  • (v) The type of building construction comprising the facility and the general characteristics of the building or buildings;
  • (vi) The type of vault, safe, and secure enclosures or other storage system (e.g., automatic storage and retrieval system) used;
  • (vii) The type of closures on vaults, safes, and secure enclosures;
  • (viii) The adequacy of electric detection and alarm systems, if any, including use of supervised transmittal lines and stand-by power sources;
  • (ix) The extent of unsupervised public access to the facility, including the presence and characteristics of perimeter fencing, if any;
  • (x) The adequacy of supervision over employees having access to manufacturing and storage areas;
  • (xi) The procedures for handling business guests, visitors, maintenance personnel, and non-employee service personnel;
  • (xii) The availability of local police protection or of the registrant's or applicant's security personnel, and;
  • (xiii) The adequacy of the registrant's or applicant's system for monitoring the receipt, manufacture, distribution, and disposition of controlled substances in its operations.

(c) When physical security controls become inadequate as a result of a controlled substance being transferred to a different schedule, or as a result of a non-controlled substance being listed on any schedule, or as a result of a significant increase in the quantity of controlled substances in the possession of the registrant during business operations, the physical security controls shall be expanded and extended accordingly. A registrant may adjust physical security controls within the requirements set forth in this chapter when the need for such controls decreases as a result of a controlled substance being transferred to a different schedule, or a result of a controlled substance being removed from control, or as a result of a significant decrease in the quantity of controlled substances in the possession of the registrant during normal business operations.

(d) Any registrant or applicant desiring to determine whether a proposed security system substantially complies with, or is the structural equivalent of, the requirements set forth in this chapter, may submit any plans, blueprints, sketches or other materials regarding the proposed security system to the Board.

(e) Physical security controls of locations registered under the Harrison Narcotic Act or the Narcotics Manufacturing Act of 1960 on April 20, 1971, shall be deemed to comply substantially with the standards set forth in this chapter. Any new facilities or work or storage areas constructed or utilized for controlled substances, which facilities or work or storage areas have not been previously approved by the Drug Enforcement Administration, shall not necessarily be deemed to comply substantially with the standards set forth in this chapter, notwithstanding that such facilities or work or storage areas have physical security controls similar to those previously approved by the Board.

059-3 Wyo. Code R. § 3-24