Section 64-4 - Exemptions Unless otherwise specifically included, this regulation shall not apply to transactions involving:
(a) Direct response solicitations where there is no recommendation based on information collected from the consumer pursuant to this regulation;
(b) Contracts used to fund: - (i) An employee pension or welfare benefit plan that is covered by the Employee Retirement and Income Security Act (ERISA);
- (ii) A plan described by sections 401(a), 401(k), 403(b), 408(k) or 408(p) of the Internal Revenue Code (IRC), as amended, if established or maintained by an employer;
- (iii) A government or church plan defined in section 414 of the IRC, a government or church welfare benefit plan, or a deferred compensation plan of a state or local government or tax exempt organization under section 457 of the IRC;
- (iv) A nonqualified deferred compensation arrangement established or maintained by an employer or plan sponsor;
- (v) Settlements of or assumptions of liabilities associated with personal injury litigation or any dispute or claim resolution process; or
- (vi) Formal prepaid funeral contracts.
044-64 Wyo. Code R. § 64-4