(a) A bank which provides brokerage services directly shall provide for a continuing education program to ensure that all bank personnel who provide brokerage services or who execute brokerage transactions are properly qualified to represent the interests of the customers. The program shall include training in the nature of mutual funds, debt and equity securities and any security marketed on or from bank premises, their differences, their comparative risks, and how they may be used to serve the different needs of the customer, as well as training and education in proper sales practices.
(b) A bank shall provide to all bank insurance agents and shared employees a continuing education program pursuant to the insurance laws.
(c) Any bank employee who performs brokerage services shall be licensed and qualified as required by applicable law or regulation.
(d) All bank insurance agents and shared employees shall be insurance agents.
021-14 Wyo. Code R. § 14-10