002-9 Wyo. Code R. § 9-1
(a) Except as provided in subsection (b), no investment company that is registered under the Investment Company Act of 1940 or that has currently filed a registration statement under the Securities Act of 1933 is required to file with the Secretary of State, either prior to the initial offer or after the initial offer in this state of a security which is a covered security under Section 18(b)(2) of the Securities Act of 1933, a copy of any document which is part of a federal registration statement filed with the SEC or is part of an amendment to such federal registration statement.
(b) An investment company that is registered under the Investment Company Act of 1940 or that has filed a registration statement under the Securities Act of 1933 shall, upon receipt of a written request of the Secretary of State and within the time period set forth in the request, provide a copy of any document identified in the request that is part of the federal registration statement filed with the SEC or part of an amendment to such federal registration statement.
(c) Initial filing. Issuers of open-end investment companies under section 18(b)(2) of the Securities Act of 1933 shall make a notice filing with the Secretary of State at the fund or trust level on The Uniform Investment Company Notice Filing Form (Form NF) and pay a fee set forth in W.S. 17-4-302(a)(i).
(d) Renewal. Notice filings shall be effective for two years. Renewal shall be submitted every other year thereafter on the fund's fiscal year end or within 60 days grace period of the fund's fiscal year end on Form NF with a $200 fee.
(e) Amendment. Notice filings may be amended by submitting an amended Form NF to the Secretary of State. Such amendments shall be effective upon receipt. No fee is payable for amendments.
002-9 Wyo. Code R. § 9-1
Amended, Eff. 10/27/2017.