002-7 Wyo. Code R. § 7-5

Current through April 27, 2019

Section 7-5 - Post Filing Requirements

All securities registration filings which have been declared effective shall:

(a) Renew Registration within 60 days following the anniversary date of its effectiveness by:

• (i) requesting renewal in a letter addressed to the Secretary of State identifying the registration by its Wyoming file number; and,

• (ii) including fees as required in W.S. § 17-4-305(b); or

(b) Cancel effectiveness with the Secretary of State, without prejudice toward secondary trading as quickly as possible after the offering is completed or terminated by:

• (i) requesting the effective registration status be canceled in a letter addressed to the Secretary of State specifying the name of the issuer, the Wyoming file number if known; or

(c) Have its effective registration status administratively revoked within 60 days following the registration's anniversary effective date if:

• (i) no renewal is effected; or,

• (ii) no letter requesting cancellation is received by the Secretary of State.

002-7 Wyo. Code R. § 7-5

Amended, Eff. 10/27/2017.