Section 7-1 - Registration By Coordination (a) Every person registering securities by coordination, W.S. § 17-4-303, shall: - (i) file a fully executed Uniform Application to Register Securities, Form U-1 along with a consent to service of process and the required fee under W.S. § 17-4-305(b). No registration documents listed on the Form U-1 shall be filed with the Secretary of State, except the Secretary of State may, upon written request, obtain a copy of any registration document listed on the Form U-1.
- (ii) not be required to include any pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed to or intended for distribution to prospective investors if it has been or will be filed with the SEC or other Self-Regulatory Organization. However copies of such material requested shall be furnished to the Secretary of State on demand.
- (iii) pursuant to W.S. § 17-4-307, not be required to file records under W.S. § 17-4-303(b)(i), W.S. § 17-4-303(b)(ii) and W.S. § 17-4-303(b)(iv). However copies of such material requested shall be furnished to the Secretary of State on demand.
Amended, Eff. 10/27/2017.