Statutes, codes, and regulations
Wyoming Administrative Code
Agency 002 - Secretary of StateSubagency 0017 - Securities
Chapter 4 - BROKER-DEALER REGULATIONS
Section 4-2 - Registration Procedures

002-4 Wyo. Code R. § 4-2

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Current through April 27, 2019
Section 4-2 - Registration Procedures

(a) When registering a broker-dealer, the Secretary of State may:

  • (i) Accept application materials by email addressed to compliance@wyo.gov.
  • (ii) Accept an initial application pursuant to this section and delay the effectiveness of the registration until January 1 at the request of the applicant provided the information on Form BD remains current.

002-4 Wyo. Code R. § 4-2

Amended, Eff. 10/27/2017.