A list of Uniform forms are referred to in these rules as follows:
(a) Form U-1 is the Uniform Application to Register Securities.
(b) Form U-2 is the Uniform Consent to Service of Process.
(c) Form U-2a is the Uniform Corporate Resolution.
(d) Form U-4 is the Uniform Application for Securities Industry Registration.
(e) Form U-5 is the Uniform Termination Notice for Securities Industry Registration.
(f) Form U-7 is the disclosure document and instructions for completion of the disclosure document known as the Registration Form for Small Corporate Offerings.
(g) Form ADV is the Uniform Application for Investment Adviser Registration
(h) Form ADV-W is the Uniform Request for Withdrawal from Registration as an Investment Adviser.
(i) Form D is Notice of Exempt Offering of Securities.
(j) Form BD is the Uniform Application for Broker-Dealer Registration.
(k) Form BDW is the Uniform Request for Withdrawal from Registration as a Broker-Dealer.
(l) Model Accredited Investor Exemption Uniform Notice of Transaction is the notice of sale of securities pursuant to accredited investor exemption.
(m) Form NF is the Uniform Investment Company Notice Filing.
(n) Regulation A - Tier 2 Notice Filing Form is the Uniform Notice Filing Regulation A - Tier 2 Offering.
002-2 Wyo. Code R. § 2-16
Amended, Eff. 10/27/2017.