Wis. Admin. Code Department of Financial Institutions DFI-Sec 8.08

Current through November 25, 2024
Section DFI-Sec 8.08 - Taking and preserving of evidence
(1) In any class 3 proceeding as defined in ch. 227, Stats., a party may be granted the right by the hearing officer to take and preserve evidence as provided in ch. 804, Stats.
(2) The division may use information acquired after issuance of a summary order of denial of an application for a registration as a broker-dealer, investment adviser, agent or investment adviser representative at a hearing in the matter to provide additional support for the allegations that provided the basis for the application denial.

Wis. Admin. Code Department of Financial Institutions DFI-Sec 8.08

CR Register, December, 1979, No. 288, eff. 1-1-80; CR 08-077: renum. to be (1), CR (2) Register December 2008 No. 636, eff. 1-1-09.