Wis. Admin. Code Department of Financial Institutions DFI-Sec 3.06

Current through November 25, 2024
Section DFI-Sec 3.06 - Amendment of registration statements
(1) All applications for amendment of a registration statement shall be filed in the form prescribed by the division.
(2) A registration statement relating to securities issued by a finance company registered under s. 138.09, Stats., may be amended after its effective date so as to increase the specified amount of securities proposed to be offered in this state.

Wis. Admin. Code Department of Financial Institutions DFI-Sec 3.06

CR Register, December, 1969, No. 168, eff. 1-1-70; renum. from SEC 2.10, am. (2), Register, December, 1977, No. 264, eff. 1-1-78; am. (2), Register, September, 1978, No. 273, eff. 10-1-78; am. (1), Register, December, 1979, No. 288, eff. 1-1-80; renum. from SEC 3.26, Register, December, 1996, No. 492, eff. 1-1-97; CR 08-077: am. (2) Register December 2008 No. 636, eff. 1-1-09.