Wis. Admin. Code Department of Financial Institutions DFI-Sec 11.02

Current through November 25, 2024
Section DFI-Sec 11.02 - IAR continuing education, reporting requirements
(1) An IAR who complies with the registration requirements under ss. 551.404 and 551.406, Stats., shall complete all of the following during the IAR's reporting period:
(a)IAR ethics and professional responsibility requirement. At least six credits of IAR ethics and professional responsibility content, at least 3 of which shall be ethics content.
(b)IAR products and practice requirement. At least 6 credits of IAR products and practice content.
(2) An IAR's initial reporting period begins on January 1 of the first calendar year beginning after the individual is required to comply with the registration requirements as described in ss. 551.404 and 551.406, Stats.

Wis. Admin. Code Department of Financial Institutions DFI-Sec 11.02

Adopted by, CR 21-057: cr. Register February 2022 No. 794, eff. 1-1-23; correction in (1) (b) made under s. 35.17, Stats., Register February 2022 No. 794, eff. 1/1/2023