W. Va. Code R. § 174-5-1

Current through Register Vol. XLI, No. 50, December 13, 2024

Section 174-5-1 - General

1.1. Scope. - This interpretive rule authorizes the use of a cash sweep product when a broker's trust fund account exceeds the amount that is insured against loss at a financial institution where the broker has a trust fund account.

1.2. Authority. - W. Va. Code § 29A-3-8.

1.3. Filing Date. - June 9, 2016.

1.4. Effective Date. - July 11, 2016.

W. Va. Code R. § 174-5-1