Wash. Admin. Code § 284-38-130

Current through Register Vol. 24-23, December 1, 2024
Section 284-38-130 - Filing authorization rules
(1) A certificate holder may authorize a third party to file charitable gift annuity contracts on its behalf.
(2) If a certificate holder delegates filing authority to a third party, each filing must include a letter signed by an employee of the certificate holder authorizing the third party to make filings on behalf of the certificate holder. This subsection does not apply to a third party that is an affiliate or wholly owned subsidiary of the certificate holder.
(3) The certificate holder may not delegate responsibility for the content of a filing to a third party. The commissioner considers errors and omissions by the third party to be errors and omissions of the certificate holder.
(4) If a third party has a pattern of making filings that do not comply with this subpart, the commissioner may reject a delegation of filing authority from the certificate holder.

Wash. Admin. Code § 284-38-130

Adopted by WSR 14-05-017 (Matter No. R 2013-24), filed 2/10/14, effective 3/15/2014