Va. Admin. Code tit. 21, agency 5, ch. 80, pt. V, form FORMS (21VAC5-80)
Form ADV, Uniform Application for Investment Adviser Registration and Report by Exempt Reporting Advisers
Part IB, paper version (rev. 10/2012)
Part 2, Uniform Requirements for the Investment Adviser Brochure and Brochure Supplements (undated)
Form ADV-W, Notice of Withdrawal from Registration as an Investment Advisor, SEC 777 (rev. 11/2010)
Form S.A. 3, Affidavit for Waiver of Examination (undated, filed 10/2017)
Form S.A. 10, Investment Advisor's Surety Bond Form (rev. 10/2017)
Form S.A. 15, Investment Advisor Representative Multiple Employment Agreement (eff. 7/2007)
Form S.A. 16, Agent Multiple Employment Agreement (eff. 7/2007)
Rev. Form U4, Uniform Application for Securities Industry Registration or Transfer, (rev. 5/2009)
Rev. Form U5, Uniform Termination Notice for Securities Industry Registration (rev. 5/2009)
Va. Admin. Code tit. 21, agency 5, ch. 80, pt. V, form FORMS (21VAC5-80)