Statutes, codes, and regulations
Virginia Administrative Code
Title 21 - SECURITIES AND RETAIL FRANCHISINGAgency 5 - STATE CORPORATION COMMISSIONChapter 80 - INVESTMENT ADVISORS
Part II - Investment Advisor Representative Registration, Expiration, Updates and Amendments, Termination, and Changing Connection from One Investment Advisor to Another
Section 21VAC5-80-90 - Renewals

21 Va. Admin. Code § 5-80-90

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Current through Register Vol. 41, No. 6, November 4, 2024
Section 21VAC5-80-90 - Renewals

To renew the registration of its investment advisor representatives, an investment advisor or federal covered advisor will be billed by IARD the statutory fee of $40 per investment advisor representative. A renewal of registration shall be granted as a matter of course upon payment of the proper fee or fees unless the registration was, or the renewal would be, subject to revocation under § 13.1-506 of the Act.

21 Va. Admin. Code § 5-80-90

Derived from Rule 1102, Case No. SEC870040, eff. July 2, 1987; amended by Case No. SEC890040, eff. July 1, 1989; Virginia Register Volume 13, Issue 25, eff. September 1, 1997; Volume 15, Issue 22, eff. July 1, 1999; Volume 17, Issue 20, eff. July 1, 2001; Volume 29, Issue 20, eff. June 3, 2013; Amended Virginia Register Volume 34, Issue 09, eff. 12/1/2017.

Statutory Authority: §§ 12.1-13 and 13.1-523 of the Code of Virginia.