Utah Admin. Code 966-1-12

Current through Bulletin 2025-01, January 1, 2025
Section R966-1-12 - Reporting Securities
(1) Remittance of securities. Unless otherwise provided, all securities and commodities when remitted to the State Treasurer shall:
(a) Be registered as "Treasurer of the State of Utah"; or
(b) Be deposited into a new or existing securities or commodities account either in the name of "Treasurer of the State of Utah" or in a nominee account (aka 'street name" account) established by a vendor acting as a custodian for the administrator; and
(c) Include all dividends, interest, warrants, or other rights, or associated cash in a check payable to "Treasurer of the State of Utah" unless otherwise directed by the State Treasurer.

Utah Admin. Code R966-1-12

Adopted by Utah State Bulletin Number 2020-05, effective 1/22/2020