Utah Admin. Code 628-15-5
Current through Bulletin 2024-23, December 1, 2024
Before an investment adviser or investment adviser representative provides investment advisory services to any public treasurer, the investment adviser or investment adviser representative must submit and receive approval of an application to the Division, pay to the Division a non-refundable fee as described in Section 51-7-18.4(2), and become a Certified investment adviser or Investment adviser representative under the Act.
Utah Admin. Code R628-15-5