Utah Admin. Code 628-15-2

Current through Bulletin 2024-23, December 1, 2024
Section R628-15-2 - Scope

This rule establishes the criteria applicable to all investment advisers and investment adviser representatives for certification by the Director as eligible to provide advisory services to public treasurers under the State Money Management Act (the "Act"). It further establishes the application contents and procedures, and the criteria and the procedures for denial, suspension, termination and reinstatement of certification.

Utah Admin. Code R628-15-2

Adopted by Utah State Bulletin Number 2015-15, effective 7/13/2015
Amended by Utah State Bulletin Number 2017-18, effective 8/21/2017