Section 137.4 - Tombstone Advertisements"Tombstone" advertisements need not be filed pursuant to § RSA 137.2(a) of this title (relating to Filing Requirements) and are not subject to the requirements of § RSA 137.6(a) of this title (relating to Standards for Supplemental Advertising) if they contain no more than one or more of the following:
(1) date of issuance or release;(2) name and address of issuer;(3) identity or title of securities;(4) per unit offering price;(6) brief statement of character or business taken from summary in the preliminary or final prospectus;(7) names of the underwriters;(8) address where prospectus or offering circular may be obtained; or(9) any statement or legend required by state law or administrative authority.7 Tex. Admin. Code § 137.4
The provisions of this §137.4 adopted to be effective August 12, 1980, 5 TexReg 3043.