Section 5.9321 - General Filing Requirements(a) Filings must be submitted for one line of insurance only, except for multi-peril and interline filings.(b) Filings submitted under this division may not be combined with any other filing types submitted under this subchapter.(c) Filings must contain the following:(1) the transmittal information required in § 5.9310 of this title (relating to Property and Casualty Transmittal Information and General Filing Requirements);(2) a copy of the proposed policy forms or endorsements;(3) a form number for each proposed form;(4) an edition date for each proposed form, if applicable;(5) the TDI file number or SERFF tracking number for the previously approved policy to which the proposed form will be attached, if applicable;(6) a form usage table that includes: (A) the form name and form number for each proposed form;(B) information indicating whether each proposed form is optional, mandatory, or conditional mandatory; and(C) for conditional mandatory forms, an addendum to the form usage table that describes the conditions that make each form mandatory. For filings other than personal automobile, residential property, or personal multi-peril, the filer may describe the conditions elsewhere in the filing;(7) a memorandum that: (A) explains in detail the reasons for the filing;(B) describes each proposed policy form or endorsement; and(C) details each policy form or endorsement's use, including the type of risk or risks for which the forms or endorsements will be used.(d) Filings must also meet the following requirements.(1) Filings must include all provisions required by statute, administrative rule, or Commissioner's order. Filers may add the required provisions to a policy form by including a Texas amendatory endorsement. The filing must include the amendatory endorsement, or the filing may reference an approved amendatory endorsement that applies to the policy forms in the filing.(2) For amended policy forms or endorsements, copies of the previously approved or adopted policy forms or endorsements indicating the differences between the approved or adopted policy forms or endorsements and the filed policy forms or endorsements must be included. New text must be underlined, and deleted text must be in brackets with a strike through. Alternatively, the changes can be indicated by other clearly identified or highlighted editorial notations referencing new and replaced text. The marked changes must be in a separate single document for each filed form.(e) Unless requested by TDI, filings made by advisory organizations do not need to include:(1) the proposed effective date specified in § 5.9310(c)(9) of this title; or(2) the form usage table specified in subsection (c)(6) of this section.28 Tex. Admin. Code § 5.9321
Adopted by Texas Register, Volume 39, Number 45, November 7, 2014, TexReg 8707, eff. 11/16/2014; Adopted by Texas Register, Volume 44, Number 29, July 19, 2019, TexReg 3646, eff. 7/28/2019; Amended by Texas Register, Volume 49, Number 01, January 5, 2024, TexReg 0049, eff. 1/8/2024