Statutes, codes, and regulations
Tennessee Administrative Code
Title 0780 - Commerce and InsuranceSubtitle 0780-01 - Insurance Division
Chapter 0780-01-14 - Rules and Regulations Concerning the Insider Trading of Equity Securities of a Domestic Stock Insurance Company
Section 0780-01-14-.19 - EXEMPTION OF CERTAIN SECURITIES FROM TCA Section 56-3-704

Tenn. Comp. R. & Regs. 0780-01-14-.19

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Current through December 10, 2024
Section 0780-01-14-.19 - EXEMPTION OF CERTAIN SECURITIES FROM TCA Section 56-3-704

Any security shall be exempt from the operation of T.C.A. § 56-3-704 to the extent necessary to render lawful under such section the execution by a broker of an order for an account in which he has no direct or indirect interest.

Tenn. Comp. R. & Regs. 0780-01-14-.19

Original rule certified June 10, 1974.

Authority: T.C.A. § 56-3-708 to implement T.C.A. § 56-3-702.