S.D. Admin. R. 20:08:07:32

Current through Register Vol. 51, page 67, December 16, 2024

Section 20:08:07:32 - Canadian-United States cross-border trading exemption

Any offer or sale of a security effected by a Canadian broker-dealer exempted from broker-dealer registration pursuant to SDCL 47-31B-401(d) is exempted from the securities registration requirements of SDCL 47-31B-301.

S.D. Admin. R. 20:08:07:32

30 SDR 211, effective 7/1/2004.

General Authority: SDCL 47-31B-605(a)(1), 47-31B-605(a)(3).

Law Implemented: SDCL 47-31B-203.