S.D. Admin. R. 20:08:07:30

Current through Register Vol. 51, page 67, December 16, 2024

Section 20:08:07:30 - Manual exemption

The following nationally recognized securities manuals are approved for purposes of SDCL 47-31B-202(2)(D).

(1) Mergent's Industrial Manual;

(2) Mergent's Bank and Finance Manual;

(3) Mergent's Public Utility Manual;

(4) Mergent's Municipal and Governmental Manual;

(5) Mergent's Transportation Manual;

(6) Mergent's OTC Industrial Manual;

(7) Mergent's OTC Unlisted Manual;

(8) Mergent's International Manual;

(9) QTCQX Market;

(10) QTCQB Market.

S.D. Admin. R. 20:08:07:30

28 SDR 48, effective 10/10/2001; 30 SDR 211, effective 7/1/2004; 41 SDR 58, effective 10/14/2014; 43 SDR 80, effective 12/6/2016; 44 SDR 99, effective 12/11/2017

General Authority: SDCL 47-31B-202(D), 47-31B-605(a)(1), 47-31B-605(a)(3).

Law Implemented: SDCL 47-31B-202(D).

Note: Mergent's manuals can be located at http://www.mergent.com/. QTCQX and QTCQB can be located at http://www.otcmarkets.com/home.