S.D. Admin. R. 20:06:03:37

Current through Register Vol. 51, page 67, December 16, 2024

Section 20:06:03:37 - Information to be included in statements filed by or on behalf of a participant (other than the insurer) in a proxy solicitation in an election contest - Schedule b

The statements filed by or on behalf of a participant shall include the following information:

(1) The name and address of the insurer;

(2) The solicitor's name and business address;

(3) The solicitor's present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is carried on;

(4) The solicitor's residence address;

(5) Information as to all material occupations, positions, offices or employments during the last 10 years, giving starting and ending dates of each and the name, principal business and address of any business corporations or other business organization in which each such occupation, position, office or employment was carried on;

(6) Whether or not the solicitor has been a participant in any other proxy contest involving the company or other companies within the past 10 years. If so, the principals, the subject matter and the solicitor's relationship to the parties and the outcome shall be identified;

(7) Whether or not, during the past 10 years, the solicitor has been convicted in a criminal proceeding, excluding traffic violations or similar misdemeanors, and, if so, the dates, nature of conviction, name and location of court and penalty imposed or other disposition of the case. A negative answer to this subdivision need not be included in the proxy statement or other proxy soliciting material.

S.D. Admin. R. 20:06:03:37

SL 1975, ch 16, § 1; 12 SDR 151, 12 SDR 155, effective 7/1/1986.

General Authority: SDCL 58-4-1, 58-5-49.

Law Implemented: SDCL 58-5-49.