Section 230-RICR-50-05-3.8 - Federal Covered Securities - Notice Filing Requirements under Section 18(b)(4)(F) of the Securities Act of 1933A. Pursuant to R.I. Gen. Laws § 7-11-307(b), for a covered security under Section 18(b)(4)(F) of the Securities Act of 1933, 15 U.S.C. § 77r(b)(4)(F), unless the security is exempted by R.I. Gen. Laws § 7-11-401 or is sold in an exempt transaction under R.I. Gen. Laws § 7-11-402, a notice filing shall be filed with the Department no later than 15 calendar days after the first sale is made in this state (provided, however, that if the 15th day is a Saturday, Sunday or state holiday, the due date shall be the next business day). The notice filing shall consist of: 1. One copy of the latest Form D filed with the SEC; and2. The filing fee set forth in R.I. Gen. Laws § 7-11-307(b).3. If consent to service of process is not included in the version of the form submitted in § 3.8(A)(1) of this Part, then the filing must also include a Form U-2. B. No renewal filings shall be necessary for notice filings pursuant to R.I. Gen. Laws § 7-11-307(b), but one copy of any amended Form D filed with the SEC shall be filed with the Department promptly after filing such form with the SEC, for so long as the offering continues in this state. 230 R.I. Code R. 230-RICR-50-05-3.8